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Daniel Lee Garrett

STERNE AGEE ASSET MANAGEMENT, INC.·BIRMINGHAM, Alabama
SIE, Series 99Clean recordSTERNE AGEE ASSET MANAGEMENT, INC.
2 PERIMETER PARK SOUTH, BIRMINGHAM, AL 35243CRD# 4398031Firm CRD# 130888

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel Lee Garrett · BIRMINGHAM, AL
Registration
CRD #4398031 · STERNE AGEE ASSET MANAGEMENT, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
STERNE AGEE ASSET MANAGEMENT, INC.
CRD 130888 · SEC 801-63297
AUM
$10M
Regulatory assets under management
Employees
8
99 client accounts
Services offered by STERNE AGEE ASSET MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at STERNE AGEE ASSET MANAGEMENT, INC. →
Introduction

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Frequently Asked Questions

What services does Daniel Lee Garrett offer?
Daniel Lee Garrett specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are Daniel Lee Garrett's credentials?
Daniel Lee Garrett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Lee Garrett located?
Daniel Lee Garrett is based in BIRMINGHAM, Alabama, working with STERNE AGEE ASSET MANAGEMENT, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does Daniel Lee Garrett charge for services?
Daniel Lee Garrett's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STERNE AGEE ASSET MANAGEMENT, INC.?
STERNE AGEE ASSET MANAGEMENT, INC. has approximately 8 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at STERNE AGEE ASSET MANAGEMENT, INC.

Harold Lowell Wainwright
BIRMINGHAM, AL
James Franklin Dixon
BIRMINGHAM, AL
John Vincent Rucker
BIRMINGHAM, AL

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