Unclaimed Profile

Jeanne Carlson Smith

MARCA, INC.·BIRMINGHAM, Alabama

SIE, Series 7, Series 24, Series 63CFP25 years registeredMARCA, INC.

22 INVERNESS CENTER PARKWAY, SUITE 140, BIRMINGHAM, AL 35242CRD# 2854633Firm CRD# 134639

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeanne Carlson Smith · BIRMINGHAM, AL

Registration

CRD #2854633 · MARCA, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARCA, INC.

DIVERSIFIED, LLC

Apr 2022 – Feb 2023

Chelsea, AL

MARCA LIFE PLANNING

Aug 2005 – Mar 2022

CHELSEA, AL

TRIAD ADVISORS, INC.

Dec 2004 – Aug 2005

BIRMINGHAM, AL

LINCOLN FINANCIAL ADVISORS CORPORATION

Dec 2000 – Dec 2004

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · December 14, 2000

Years registered · 25

Professional designation · CFP

Disclosure History

2000Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MARCA, INC.

CRD 134639 · SEC 801-68851

AUM

$71M

Regulatory assets under management

Employees

565 client accounts

Services offered by MARCA, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MARCA, INC. →

Introduction

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Frequently Asked Questions

What services does Jeanne Carlson Smith offer?

Jeanne Carlson Smith specializes in Financial Planning, Investment Management.

What are Jeanne Carlson Smith's credentials?

Jeanne Carlson Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jeanne Carlson Smith located?

Jeanne Carlson Smith is based in BIRMINGHAM, Alabama, last registered with MARCA, INC..

How does Jeanne Carlson Smith charge for services?

Jeanne Carlson Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARCA, INC.?

MARCA, INC. has approximately 1 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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