AdvisorOS Directory
Claim Profile
HW

Harold Lowell Wainwright

STERNE AGEE INVESTMENT ADVISORS, INC.·BIRMINGHAM, Alabama
Unclaimed Profile
800 SHADES CREEK PARKWAY, BIRMINGHAM, AL 35209CRD# 1277248Firm CRD# 130888
01

About

Harold Lowell Wainwright is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with STERNE AGEE INVESTMENT ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
STERNE AGEE ASSET MANAGEMENT, INC.
AUM
$10M
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at STERNE AGEE ASSET MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1277248
Firm CRD# 130888
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in BIRMINGHAM?

Browse all registered financial advisors in BIRMINGHAM, Alabama or claim this profile if it's yours.

Browse BIRMINGHAM AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Harold Lowell Wainwright offer?
Harold Lowell Wainwright specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are Harold Lowell Wainwright's credentials?
Harold Lowell Wainwright is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Harold Lowell Wainwright located?
Harold Lowell Wainwright is based in BIRMINGHAM, Alabama, working with STERNE AGEE INVESTMENT ADVISORS, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does Harold Lowell Wainwright charge for services?
Harold Lowell Wainwright's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STERNE AGEE INVESTMENT ADVISORS, INC.?
STERNE AGEE INVESTMENT ADVISORS, INC. has approximately 8 employees and manages $10M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in BIRMINGHAM
Justin Thomas Russell — WAVERLY ADVISORS, LLCBrian B Sullivan — REGIONS INVESTMENT MANAGEMENT, INC.Matthew David Roesch — WAVERLY ADVISORS, LLCRhett Christian Bennett — RESEED FUND MANAGER, LLCJames Samuel Fitch — BRIDGEWORTH, LLC
Nearby cities in Alabama
MOBILE (54)HUNTSVILLE (39)MONTGOMERY (23)VESTAVIA HILLS (17)FAIRHOPE (13)
City Guides
MOBILE GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile