Unclaimed Profile

Hollis Norman Gieger

BROOKLINE INVESTMENTS, INC.·BIRMINGHAM, Alabama

SIE, Series 7, Series 63CFPClean record25 years registeredBROOKLINE INVESTMENTS, INC.

2501 20TH PLACE SOUTH, SUITE 275, BIRMINGHAM, AL 35223CRD# 4265105Firm CRD# 109239

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Hollis Norman Gieger · BIRMINGHAM, AL

Registration

CRD #4265105 · BROOKLINE INVESTMENTS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Jul 2013 – present

STERNE AGEE INVESTMENT ADVISORS, INC.

Jul 2009 – Jul 2013

BIRMINGHAM, AL

NBC SECURITIES, INC.

Dec 2004 – Dec 2006

BIRMINGHAM, AL

BROOKLINE INVESTMENTS, INC.

Jan 2001 – Jul 2009

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · January 26, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROOKLINE INVESTMENTS, INC.

CRD 109239 · SEC 801-57057

AUM

$332M

Regulatory assets under management

Employees

33 client accounts

Services offered by BROOKLINE INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at BROOKLINE INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Hollis Norman Gieger offer?

Hollis Norman Gieger specializes in Investment Management, Retirement Planning. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Hollis Norman Gieger's credentials?

Hollis Norman Gieger holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Hollis Norman Gieger located?

Hollis Norman Gieger is based in BIRMINGHAM, Alabama, working with BROOKLINE INVESTMENTS, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Hollis Norman Gieger charge for services?

Hollis Norman Gieger's firm is compensated through percentage of aum, performance-based fees, other: private fund incentive fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROOKLINE INVESTMENTS, INC.?

BROOKLINE INVESTMENTS, INC. has approximately 3 employees and manages $332M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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