Unclaimed Profile

Madding King

BROOKLINE INVESTMENTS, INC.·BIRMINGHAM, Alabama

SIE, Series 3, Series 6, Series 7, Series 14, Series 22TO, Series 24, Series 26, Series 39, Series 66, Series 82TO, Series 99TO18 years registeredBROOKLINE INVESTMENTS, INC.

2830 CAHABA ROAD, BIRMINGHAM, AL 35223CRD# 2784584Firm CRD# 109239

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Madding King · BIRMINGHAM, AL

Registration

CRD #2784584 · BROOKLINE INVESTMENTS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BROOKLINE INVESTMENTS, INC.

BROOKLINE INVESTMENTS, INC.

Sep 2009 – Feb 2024

Nashville, TN

NBC SECURITIES, INC.

Oct 2007 – Aug 2008

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6

Series 7

Series 14

Series 22TO

Series 24

Series 26

Series 39

Series 66

Series 82TO

Series 99TO

Registration record

First registered · October 3, 2007

Years registered · 18

Disclosure History

2015Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

BROOKLINE INVESTMENTS, INC.

CRD 109239 · SEC 801-57057

AUM

$332M

Regulatory assets under management

Employees

33 client accounts

Services offered by BROOKLINE INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at BROOKLINE INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Madding King offer?

Madding King specializes in Investment Management, Retirement Planning.

What are Madding King's credentials?

Madding King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Madding King located?

Madding King is based in BIRMINGHAM, Alabama, last registered with BROOKLINE INVESTMENTS, INC..

How does Madding King charge for services?

Madding King's firm is compensated through percentage of aum, performance-based fees, other: private fund incentive fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROOKLINE INVESTMENTS, INC.?

BROOKLINE INVESTMENTS, INC. has approximately 3 employees and manages $332M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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