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NBC SECURITIES, INC.
NBC SECURITIES, INC.
BIRMINGHAM, Alabama
·
4 registered advisors
·
CRD# 17870
SEC# 801-58257
30
800-521-9390
01
Firm Overview
AUM
$1.7B
Regulatory assets under management
Employees
68
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at NBC SECURITIES, INC.
4 registered advisors
Bradford Lee Phelan
BIRMINGHAM, Alabama
CRD# 1733368
Doug James Elder
BIRMINGHAM, Alabama
CRD# 2358111
Frank Benner Falkenburg
BIRMINGHAM, Alabama
CRD# 204097
Jeffery Scott Wilkins
BIRMINGHAM, Alabama
CRD# 3154639
05
Office Locations
BIRMINGHAM, Alabama
4 advisors
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Data sourced from SEC Form ADV filings. NBC SECURITIES, INC. (CRD# 17870) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.