Unclaimed Profile

Darcy Gail Glenn

BROOKLINE INVESTMENTS, INC.·BIRMINGHAM, Alabama

SIE, Series 4, Series 7, Series 24, Series 27, Series 53, Series 63, Series 658 years registeredBROOKLINE INVESTMENTS, INC.

2501 20TH PLACE SOUTH, SUITE 275, BIRMINGHAM, AL 35223CRD# 1420846Firm CRD# 109239

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Darcy Gail Glenn · BIRMINGHAM, AL

Registration

CRD #1420846 · BROOKLINE INVESTMENTS, INC. · 8 years registered

Brand Profile

Not yet started

Career History

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 2022 – present

MORGAN STANLEY

Mar 2018 – Jun 2022

Birmingham, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · March 29, 2018

Years registered · 8

Disclosure History

1975Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

BROOKLINE INVESTMENTS, INC.

CRD 109239 · SEC 801-57057

AUM

$332M

Regulatory assets under management

Employees

33 client accounts

Services offered by BROOKLINE INVESTMENTS, INC.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at BROOKLINE INVESTMENTS, INC. →

Introduction

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Frequently Asked Questions

What services does Darcy Gail Glenn offer?

Darcy Gail Glenn specializes in Investment Management, Retirement Planning. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Darcy Gail Glenn's credentials?

Darcy Gail Glenn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Darcy Gail Glenn located?

Darcy Gail Glenn is based in BIRMINGHAM, Alabama, working with BROOKLINE INVESTMENTS, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Darcy Gail Glenn charge for services?

Darcy Gail Glenn's firm is compensated through percentage of aum, performance-based fees, other: private fund incentive fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROOKLINE INVESTMENTS, INC.?

BROOKLINE INVESTMENTS, INC. has approximately 3 employees and manages $332M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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