Unclaimed Profile

Frank Nicholas Donnelly

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois

Series 3, Series 7, Series 52, Series 63, Series 65Clean record12 years registeredDUFF & PHELPS INVESTMENT MANAGEMENT CO.

200 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 1258637Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Nicholas Donnelly · CHICAGO, IL

Registration

CRD #1258637 · DUFF & PHELPS INVESTMENT MANAGEMENT CO. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DUFF & PHELPS INVESTMENT MANAGEMENT CO.

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Feb 2014 – Nov 2022

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 52

Series 63

Series 65

Registration record

First registered · February 10, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

CRD 107296 · SEC 801-14813

AUM

$12.3B

Regulatory assets under management

Employees

61 client accounts

Services offered by DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at DUFF & PHELPS INVESTMENT MANAGEMENT CO. →

Introduction

Speak with Frank

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Frank is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Frank Nicholas Donnelly offer?

Frank Nicholas Donnelly specializes in Investment Management, Retirement Planning, Wealth Management.

What are Frank Nicholas Donnelly's credentials?

Frank Nicholas Donnelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Nicholas Donnelly located?

Frank Nicholas Donnelly is based in CHICAGO, Illinois, last registered with DUFF & PHELPS INVESTMENT MANAGEMENT CO..

How does Frank Nicholas Donnelly charge for services?

Frank Nicholas Donnelly's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?

DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →