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Wendy Jacqueline Hills

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois
SIE, Series 7, Series 24Clean recordDUFF & PHELPS INVESTMENT MANAGEMENT CO.
200 S. WACKER DRIVE, CHICAGO, IL 60606CRD# 3096057Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wendy Jacqueline Hills · CHICAGO, IL
Registration
CRD #3096057 · DUFF & PHELPS INVESTMENT MANAGEMENT CO.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
DUFF & PHELPS INVESTMENT MANAGEMENT CO.
CRD 107296 · SEC 801-14813
AUM
$12.3B
Regulatory assets under management
Employees
54
61 client accounts
Services offered by DUFF & PHELPS INVESTMENT MANAGEMENT CO.
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Wendy Jacqueline Hills offer?
Wendy Jacqueline Hills specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Wendy Jacqueline Hills's credentials?
Wendy Jacqueline Hills is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wendy Jacqueline Hills located?
Wendy Jacqueline Hills is based in CHICAGO, Illinois, working with DUFF & PHELPS INVESTMENT MANAGEMENT CO.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Wendy Jacqueline Hills charge for services?
Wendy Jacqueline Hills's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?
DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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