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Kathleen Louise Hegyi

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois
Clean recordDUFF & PHELPS INVESTMENT MANAGEMENT CO.
10 S. WACKER DRIVE, CHICAGO, IL 60606CRD# 2229746Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kathleen Louise Hegyi · CHICAGO, IL
Registration
CRD #2229746 · DUFF & PHELPS INVESTMENT MANAGEMENT CO.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kathleen Louise Hegyi is a registered financial advisor based in CHICAGO, Illinois, affiliated with DUFF & PHELPS INVESTMENT MANAGEMENT CO.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
DUFF & PHELPS INVESTMENT MANAGEMENT CO.
DUFF & PHELPS INVESTMENT MANAGEMENT CO.
AUM
$12.3B
Regulatory assets under management
Employees
54
Total firm employees
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2229746
Firm CRD# 107296
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kathleen Louise Hegyi offer?
Kathleen Louise Hegyi specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Kathleen Louise Hegyi's credentials?
Kathleen Louise Hegyi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kathleen Louise Hegyi located?
Kathleen Louise Hegyi is based in CHICAGO, Illinois, working with DUFF & PHELPS INVESTMENT MANAGEMENT CO.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Kathleen Louise Hegyi charge for services?
Kathleen Louise Hegyi's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?
DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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