Unclaimed Profile

Kathleen Louise Hegyi

DUFF & PHELPS INVESTMENT MANAGEMENT CO.·CHICAGO, Illinois

SIE, Series 3, Series 7, Series 24, Series 63, Series 65Clean record18 years registeredDUFF & PHELPS INVESTMENT MANAGEMENT CO.

10 S. WACKER DRIVE, CHICAGO, IL 60606CRD# 2229746Firm CRD# 107296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Louise Hegyi · CHICAGO, IL

Registration

CRD #2229746 · DUFF & PHELPS INVESTMENT MANAGEMENT CO. · 18 years registered

Brand Profile

Not yet started

Career History

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Sep 2022 – present

VP DISTRIBUTORS, LLC

Sep 2022 – present

WILLIAM BLAIR & COMPANY L.L.C.

Aug 2010 – Sep 2022

CHICAGO, IL

MANAGERS INVESTMENT GROUP LLC

Jun 2010 – Aug 2010

STAMFORD, CT

MANAGERS INVESTMENT GROUP LLC

Mar 2008 – Jun 2010

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 31, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUFF & PHELPS INVESTMENT MANAGEMENT CO.

CRD 107296 · SEC 801-14813

AUM

$12.3B

Regulatory assets under management

Employees

61 client accounts

Services offered by DUFF & PHELPS INVESTMENT MANAGEMENT CO.

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at DUFF & PHELPS INVESTMENT MANAGEMENT CO. →

Introduction

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Frequently Asked Questions

What services does Kathleen Louise Hegyi offer?

Kathleen Louise Hegyi specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Kathleen Louise Hegyi's credentials?

Kathleen Louise Hegyi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Louise Hegyi located?

Kathleen Louise Hegyi is based in CHICAGO, Illinois, working with DUFF & PHELPS INVESTMENT MANAGEMENT CO.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Kathleen Louise Hegyi charge for services?

Kathleen Louise Hegyi's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUFF & PHELPS INVESTMENT MANAGEMENT CO.?

DUFF & PHELPS INVESTMENT MANAGEMENT CO. has approximately 54 employees and manages $12.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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