Unclaimed Profile

Joel Thomas Blattner

AVAII WEALTH MANAGEMENT, LLC·APPLETON, Wisconsin

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 66CFPClean record18 years registeredAVAII WEALTH MANAGEMENT, LLC

2101 N CASALOMA DR, APPLETON, WI 54913CRD# 5440787Firm CRD# 298165

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Thomas Blattner · APPLETON, WI

Registration

CRD #5440787 · AVAII WEALTH MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

AVAII WEALTH MANAGEMENT, LLC

Sep 2018 – present

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

May 2014 – Sep 2018

APPLETON, WI

PACKERLAND BROKERAGE SERVICES, INC.

Apr 2012 – Apr 2014

GREEN BAY, WI

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Jul 2010 – Apr 2012

APPLETON, WI

SII INVESTMENTS, INC.

Jan 2008 – Jun 2010

APPLETON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · January 23, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVAII WEALTH MANAGEMENT, LLC

CRD 298165 · SEC 801-113937

AUM

$410M

Regulatory assets under management

Employees

2,243 client accounts

Services offered by AVAII WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at AVAII WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joel Thomas Blattner offer?

Joel Thomas Blattner specializes in Financial Planning, Investment Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are Joel Thomas Blattner's credentials?

Joel Thomas Blattner holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joel Thomas Blattner located?

Joel Thomas Blattner is based in APPLETON, Wisconsin, working with AVAII WEALTH MANAGEMENT, LLC. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Joel Thomas Blattner charge for services?

Joel Thomas Blattner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVAII WEALTH MANAGEMENT, LLC?

AVAII WEALTH MANAGEMENT, LLC has approximately 15 employees and manages $410M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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