Unclaimed Profile

Nathan Daniel Schleicher

ASC WEALTH & RETIREMENT ADVISORS LLC·APPLETON, Wisconsin

Series 7, Series 63Clean record20 years registeredASC WEALTH & RETIREMENT ADVISORS LLC

210 S. BLUEMOUND DR. STE:A, APPLETON, WI 54914CRD# 4534784Firm CRD# 220516

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nathan Daniel Schleicher · APPLETON, WI

Registration

CRD #4534784 · ASC WEALTH & RETIREMENT ADVISORS LLC · 20 years registered

Brand Profile

Not yet started

Career History

ASC 401(K) MANAGEMENT

Sep 2021 – present

ASC 401(K) MANAGEMENT

May 2015 – Aug 2021

APPLETON, WI

VERUS INVESTMENT ADVISORY GROUP, INC.

Apr 2009 – Jun 2015

APPLETON, WI

SII INVESTMENTS, INC.

Oct 2005 – Apr 2009

APPLETON, WI

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · October 10, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASC WEALTH & RETIREMENT ADVISORS LLC

CRD 220516 · SEC 801-96217

AUM

$46M

Regulatory assets under management

Employees

206 client accounts

Services offered by ASC WEALTH & RETIREMENT ADVISORS LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ASC WEALTH & RETIREMENT ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Nathan Daniel Schleicher offer?

Nathan Daniel Schleicher specializes in Investment Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are Nathan Daniel Schleicher's credentials?

Nathan Daniel Schleicher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nathan Daniel Schleicher located?

Nathan Daniel Schleicher is based in APPLETON, Wisconsin, working with ASC WEALTH & RETIREMENT ADVISORS LLC. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does Nathan Daniel Schleicher charge for services?

Nathan Daniel Schleicher's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASC WEALTH & RETIREMENT ADVISORS LLC?

ASC WEALTH & RETIREMENT ADVISORS LLC has approximately 2 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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