Unclaimed Profile

David Houghton Wood

GATEWAY WEALTH PARTNERS, LLC·APPLETON, Wisconsin

SIE, Series 7, Series 24, Series 31, Series 51, Series 63, Series 65Clean record27 years registeredGATEWAY WEALTH PARTNERS, LLC

100 W. LAWRENCE STREET, APPLETON, WI 54911CRD# 1922287Firm CRD# 322789

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Houghton Wood · APPLETON, WI

Registration

CRD #1922287 · GATEWAY WEALTH PARTNERS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

GATEWAY WEALTH PARTNERS, LLC

Oct 2022 – present

LPL FINANCIAL LLC

Nov 2017 – present

ADVISORS' PRIDE INC.

Mar 2022 – Oct 2022

Glastonbury, CT

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Mar 2003 – Dec 2017

GLASTONBURY, CT

WASHINGTON SQUARE SECURITIES, INC.

Feb 1999 – Feb 2003

GLASTONBURY, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 51

Series 63

Series 65

Registration record

First registered · February 1, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GATEWAY WEALTH PARTNERS, LLC

CRD 322789 · SEC 801-126635

AUM

$892M

Regulatory assets under management

Employees

3,968 client accounts

Services offered by GATEWAY WEALTH PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GATEWAY WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does David Houghton Wood offer?

David Houghton Wood specializes in Financial Planning, Investment Management. Contact their office in APPLETON, Wisconsin for a consultation.

What are David Houghton Wood's credentials?

David Houghton Wood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Houghton Wood located?

David Houghton Wood is based in APPLETON, Wisconsin, working with GATEWAY WEALTH PARTNERS, LLC. Their office serves clients in the APPLETON metropolitan area and surrounding communities.

How does David Houghton Wood charge for services?

David Houghton Wood's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GATEWAY WEALTH PARTNERS, LLC?

GATEWAY WEALTH PARTNERS, LLC has approximately 80 employees and manages $892M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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