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Scott Stephen Montgomery

KMS FINANCIAL SERVICES, INC.·SEATTLE, Washington
SIE, Series 7, Series 63Clean recordKMS FINANCIAL SERVICES, INC.
2001 SIXTH AVE STE 2801, SEATTLE, WA 98121CRD# 2013358Firm CRD# 3866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Stephen Montgomery · SEATTLE, WA
Registration
CRD #2013358 · KMS FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
KMS FINANCIAL SERVICES, INC.
CRD 3866 · SEC 801-11375
AUM
$8.2B
Regulatory assets under management
Employees
429
33,857 client accounts
Services offered by KMS FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Other advisory services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at KMS FINANCIAL SERVICES, INC. →
Introduction

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Frequently Asked Questions

What services does Scott Stephen Montgomery offer?
Scott Stephen Montgomery specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.
What are Scott Stephen Montgomery's credentials?
Scott Stephen Montgomery is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Stephen Montgomery located?
Scott Stephen Montgomery is based in SEATTLE, Washington, working with KMS FINANCIAL SERVICES, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does Scott Stephen Montgomery charge for services?
Scott Stephen Montgomery's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitation or referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KMS FINANCIAL SERVICES, INC.?
KMS FINANCIAL SERVICES, INC. has approximately 429 employees and manages $8.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KMS FINANCIAL SERVICES, INC.

Jeffrey Scott Sims
SEATTLE, WA
Howard Joseph Englehart
SEATTLE, WA
Linda Lee Harrington
SEATTLE, WA
Luca Omar Procel
SEATTLE, WA
Aileen Gail Krohn
SEATTLE, WA
Bruce J King
SEATTLE, WA

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