Unclaimed Profile

Gail Katherine Baker

EK RILEY INVESTMENTS, LLC·SEATTLE, Washington

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 65, Series 99TOClean record18 years registeredEK RILEY INVESTMENTS, LLC

1420 5TH AVENUE, SEATTLE, WA 98101CRD# 2749741Firm CRD# 121003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gail Katherine Baker · SEATTLE, WA

Registration

CRD #2749741 · EK RILEY INVESTMENTS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

Jul 2008 – Nov 2020

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · July 31, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EK RILEY INVESTMENTS, LLC

CRD 121003 · SEC 801-78547

AUM

$673M

Regulatory assets under management

Employees

1,822 client accounts

Services offered by EK RILEY INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EK RILEY INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Gail Katherine Baker offer?

Gail Katherine Baker specializes in Financial Planning, Investment Management.

What are Gail Katherine Baker's credentials?

Gail Katherine Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gail Katherine Baker located?

Gail Katherine Baker is based in SEATTLE, Washington, last registered with EK RILEY INVESTMENTS, LLC.

How does Gail Katherine Baker charge for services?

Gail Katherine Baker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EK RILEY INVESTMENTS, LLC?

EK RILEY INVESTMENTS, LLC has approximately 61 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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