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John Randolph Bender

EK RILEY INVESTMENTS, LLC·SEATTLE, Washington
Unclaimed Profile
1420 5TH AVENUE, SEATTLE, WA 98101CRD# 1986860Firm CRD# 121003
01

About

John Randolph Bender is a registered financial advisor based in SEATTLE, Washington, affiliated with EK RILEY INVESTMENTS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
EK RILEY INVESTMENTS, LLC
EK RILEY INVESTMENTS, LLC
AUM
$673M
Regulatory assets under management
Employees
61
Total firm employees
View all advisors at EK RILEY INVESTMENTS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1986860
Firm CRD# 121003
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Randolph Bender offer?
John Randolph Bender specializes in Financial Planning, Investment Management. Contact their office in SEATTLE, Washington for a consultation.
What are John Randolph Bender's credentials?
John Randolph Bender is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Randolph Bender located?
John Randolph Bender is based in SEATTLE, Washington, working with EK RILEY INVESTMENTS, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does John Randolph Bender charge for services?
John Randolph Bender's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EK RILEY INVESTMENTS, LLC?
EK RILEY INVESTMENTS, LLC has approximately 61 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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