Unclaimed Profile

John Randolph Bender

EK RILEY INVESTMENTS, LLC·SEATTLE, Washington

SIE, Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, Series 66, Series 87Clean record24 years registeredEK RILEY INVESTMENTS, LLC

1420 5TH AVENUE, SEATTLE, WA 98101CRD# 1986860Firm CRD# 121003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Randolph Bender · SEATTLE, WA

Registration

CRD #1986860 · EK RILEY INVESTMENTS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EK RILEY INVESTMENTS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Dec 2014 – Dec 2025

Seattle, WA

EK RILEY INVESTMENTS, LLC

Oct 2010 – Dec 2014

SEATTLE, WA

D.A. DAVIDSON & CO.

Jul 2002 – Oct 2010

BELLEVUE, WA

DAVIDSON INVESTMENT ADVISORS, INC.

Jul 2002 – Nov 2009

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 31

Series 63

Series 66

Series 87

Registration record

First registered · July 29, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EK RILEY INVESTMENTS, LLC

CRD 121003 · SEC 801-78547

AUM

$673M

Regulatory assets under management

Employees

1,822 client accounts

Services offered by EK RILEY INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EK RILEY INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does John Randolph Bender offer?

John Randolph Bender specializes in Financial Planning, Investment Management.

What are John Randolph Bender's credentials?

John Randolph Bender is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Randolph Bender located?

John Randolph Bender is based in SEATTLE, Washington, last registered with EK RILEY INVESTMENTS, LLC.

How does John Randolph Bender charge for services?

John Randolph Bender's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EK RILEY INVESTMENTS, LLC?

EK RILEY INVESTMENTS, LLC has approximately 61 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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