Unclaimed Profile

Alexis Leigh Vanden Bos

EK RILEY INVESTMENTS, LLC·SEATTLE, Washington

SIE, Series 4, Series 7, Series 24, Series 27, Series 40, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFP25 years registeredEK RILEY INVESTMENTS, LLC

1420 5TH AVENUE, SEATTLE, WA 98101CRD# 830687Firm CRD# 121003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alexis Leigh Vanden Bos · SEATTLE, WA

Registration

CRD #830687 · EK RILEY INVESTMENTS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EK RILEY INVESTMENTS, LLC

EK RILEY INVESTMENTS, LLC

Mar 2008 – Jun 2015

SEATTLE, WA

EK RILEY ADVISORS, LLC

Aug 2003 – Dec 2007

SEATTLE, WA

KMS FINANCIAL SERVICES, INC

May 2001 – Jun 2003

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 40

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · May 17, 2001

Years registered · 25

Professional designation · CFP

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

EK RILEY INVESTMENTS, LLC

CRD 121003 · SEC 801-78547

AUM

$673M

Regulatory assets under management

Employees

1,822 client accounts

Services offered by EK RILEY INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EK RILEY INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Alexis Leigh Vanden Bos offer?

Alexis Leigh Vanden Bos specializes in Financial Planning, Investment Management.

What are Alexis Leigh Vanden Bos's credentials?

Alexis Leigh Vanden Bos holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Alexis Leigh Vanden Bos located?

Alexis Leigh Vanden Bos is based in SEATTLE, Washington, last registered with EK RILEY INVESTMENTS, LLC.

How does Alexis Leigh Vanden Bos charge for services?

Alexis Leigh Vanden Bos's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EK RILEY INVESTMENTS, LLC?

EK RILEY INVESTMENTS, LLC has approximately 61 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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