Unclaimed Profile

Brian Paul Bertsch

EK RILEY INVESTMENTS, LLC·SEATTLE, Washington

SIE, Series 7, Series 24, Series 31, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 87Clean record18 years registeredEK RILEY INVESTMENTS, LLC

1420 5TH AVENUE, SEATTLE, WA 98101CRD# 2775727Firm CRD# 121003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Paul Bertsch · SEATTLE, WA

Registration

CRD #2775727 · EK RILEY INVESTMENTS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Nov 2023 – present

LPL FINANCIAL LLC

Nov 2020 – Nov 2023

ISSAQUAH, WA

EK RILEY INVESTMENTS, LLC

Sep 2007 – Nov 2020

Seattle, WA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 87

Registration record

First registered · September 7, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EK RILEY INVESTMENTS, LLC

CRD 121003 · SEC 801-78547

AUM

$673M

Regulatory assets under management

Employees

1,822 client accounts

Services offered by EK RILEY INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EK RILEY INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Paul Bertsch offer?

Brian Paul Bertsch specializes in Financial Planning, Investment Management. Contact their office in SEATTLE, Washington for a consultation.

What are Brian Paul Bertsch's credentials?

Brian Paul Bertsch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Paul Bertsch located?

Brian Paul Bertsch is based in SEATTLE, Washington, working with EK RILEY INVESTMENTS, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.

How does Brian Paul Bertsch charge for services?

Brian Paul Bertsch's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EK RILEY INVESTMENTS, LLC?

EK RILEY INVESTMENTS, LLC has approximately 61 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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