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Christian Royal Moses

EK RILEY INVESTMENTS, LLC·SEATTLE, Washington
SIE, Series 99Clean recordEK RILEY INVESTMENTS, LLC
1420 5TH AVENUE, SEATTLE, WA 98101CRD# 2836410Firm CRD# 121003

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christian Royal Moses · SEATTLE, WA
Registration
CRD #2836410 · EK RILEY INVESTMENTS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
EK RILEY INVESTMENTS, LLC
CRD 121003 · SEC 801-78547
AUM
$673M
Regulatory assets under management
Employees
61
1,822 client accounts
Services offered by EK RILEY INVESTMENTS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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04

Frequently Asked Questions

What services does Christian Royal Moses offer?
Christian Royal Moses specializes in Financial Planning, Investment Management. Contact their office in SEATTLE, Washington for a consultation.
What are Christian Royal Moses's credentials?
Christian Royal Moses is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christian Royal Moses located?
Christian Royal Moses is based in SEATTLE, Washington, working with EK RILEY INVESTMENTS, LLC. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does Christian Royal Moses charge for services?
Christian Royal Moses's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EK RILEY INVESTMENTS, LLC?
EK RILEY INVESTMENTS, LLC has approximately 61 employees and manages $673M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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