AdvisorOS Directory
Claim Profile
Unclaimed Profile
CL

Catherine Brenda Lau-Bingham

KMS FINANCIAL SERVICES, INC.·SEATTLE, Washington
SIE, Series 99Clean recordKMS FINANCIAL SERVICES, INC.
2001 SIXTH AVE STE 2801, SEATTLE, WA 98121CRD# 6297294Firm CRD# 3866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine Brenda Lau-Bingham · SEATTLE, WA
Registration
CRD #6297294 · KMS FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
KMS FINANCIAL SERVICES, INC.
CRD 3866 · SEC 801-11375
AUM
$8.2B
Regulatory assets under management
Employees
429
33,857 client accounts
Services offered by KMS FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Other advisory services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at KMS FINANCIAL SERVICES, INC. →
Introduction

Speak with Catherine Brenda

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Catherine Brenda is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SEATTLE?

Browse all registered financial advisors in SEATTLE, Washington or claim this profile if it's yours.

Browse SEATTLE AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Catherine Brenda Lau-Bingham offer?
Catherine Brenda Lau-Bingham specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SEATTLE, Washington for a consultation.
What are Catherine Brenda Lau-Bingham's credentials?
Catherine Brenda Lau-Bingham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Brenda Lau-Bingham located?
Catherine Brenda Lau-Bingham is based in SEATTLE, Washington, working with KMS FINANCIAL SERVICES, INC.. Their office serves clients in the SEATTLE metropolitan area and surrounding communities.
How does Catherine Brenda Lau-Bingham charge for services?
Catherine Brenda Lau-Bingham's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: solicitation or referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KMS FINANCIAL SERVICES, INC.?
KMS FINANCIAL SERVICES, INC. has approximately 429 employees and manages $8.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at KMS FINANCIAL SERVICES, INC.

Jeffrey Scott Sims
SEATTLE, WA
Howard Joseph Englehart
SEATTLE, WA
Linda Lee Harrington
SEATTLE, WA
Luca Omar Procel
SEATTLE, WA
Aileen Gail Krohn
SEATTLE, WA
Bruce J King
SEATTLE, WA

More Advisors in SEATTLE, Washington

Gregory James Conway
CJ PARTNERS LLC·SEATTLE, WA
Brian Matthew Johnson
DOHJ, LLC·SEATTLE, WA
CFP
Connor James Donnelly
MADISON PARK ADVISORS·SEATTLE, WA
Howard Davis Miracle
MARSHALL & SULLIVAN INC·SEATTLE, WA
Stuart Remley Robertson
SHAREBUILDER ADVISORS, LLC·SEATTLE, WA
James Dayton Guard
HBC FINANCIAL SERVICES, PLLC·SEATTLE, WA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Washington
BELLEVUE (192)SPOKANE (71)VANCOUVER (58)BELLINGHAM (41)TACOMA (34)KIRKLAND (30)GIG HARBOR (28)EDMONDS (22)MERCER ISLAND (19)OLYMPIA (17)
City Guides
BELLEVUE GuideSPOKANE GuideVANCOUVER GuideBELLINGHAM GuideTACOMA Guide
Research
Advisor Fees in WashingtonNational Fee Analysis
Request removal of this profile