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Malcolm William Cook

CATAWBA CAPITAL MANAGEMENT INC·ROANOKE, Virginia
Unclaimed Profile
10 SOUTH JEFFERSON ST.,SUITE 1210, ROANOKE, VA 24011CRD# 5852188Firm CRD# 107133
01

About

Malcolm William Cook is a registered financial advisor based in ROANOKE, Virginia, affiliated with CATAWBA CAPITAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
CATAWBA CAPITAL MANAGEMENT INC
CATAWBA CAPITAL MANAGEMENT INC
AUM
$1.1B
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at CATAWBA CAPITAL MANAGEMENT INC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Other: A MINIMUM ANNUAL FEE OF $4,000 IS REQUIRED PER CLIENT.
Regulatory
SEC/IARD CRD# 5852188
Firm CRD# 107133
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Malcolm William Cook offer?
Malcolm William Cook specializes in Investment Management, Wealth Management. Contact their office in ROANOKE, Virginia for a consultation.
What are Malcolm William Cook's credentials?
Malcolm William Cook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Malcolm William Cook located?
Malcolm William Cook is based in ROANOKE, Virginia, working with CATAWBA CAPITAL MANAGEMENT INC. Their office serves clients in the ROANOKE metropolitan area and surrounding communities.
How does Malcolm William Cook charge for services?
Malcolm William Cook's firm is compensated through percentage of aum, other: a minimum annual fee of $4,000 is required per client.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CATAWBA CAPITAL MANAGEMENT INC?
CATAWBA CAPITAL MANAGEMENT INC has approximately 10 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in ROANOKE
Elizabeth N Harrison — HARRISON & COMPANY WEALTH MANAGEMENT, LLCBenjamin Joseph Peress — DIXON, HUBARD, FEINOUR & BROWN, INC.Mauree Lynette Barrett — DIXON, HUBARD, FEINOUR & BROWN, INC.Richard Stephen Laymon — BEACON WEALTH CONSULTANTS, INC.Bruce Hubbard Harrison — HARRISON & COMPANY WEALTH MANAGEMENT, LLC
Nearby cities in Virginia
RICHMOND (555)ARLINGTON (226)MCLEAN (211)CHARLOTTESVILLE (203)ALEXANDRIA (149)
City Guides
RICHMOND GuideARLINGTON GuideMCLEAN GuideCHARLOTTESVILLE GuideALEXANDRIA Guide
Research
Advisor Fees in VirginiaNational Fee Analysis
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