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CATAWBA CAPITAL MANAGEMENT INC
CATAWBA CAPITAL MANAGEMENT INC
ROANOKE, Virginia
·
7 registered advisors
·
CRD# 107133
SEC# 801-41334
0
540-342-1212
01
Firm Overview
AUM
$1.1B
Regulatory assets under management
Employees
10
Total firm employees
Advisors
7
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Compensation
Percentage of AUM
Other: A MINIMUM ANNUAL FEE OF $4,000 IS REQUIRED PER CLIENT.
03
Specialties
Investment Management
Wealth Management
04
Advisors at CATAWBA CAPITAL MANAGEMENT INC
7 registered advisors
Hubert Nelson Hoffman Iii
ROANOKE, Virginia
CRD# 4646855
John Edward Gray
ROANOKE, Virginia
CRD# 5108976
Malcolm William Cook
ROANOKE, Virginia
CRD# 5852188
Michael John Perine
ROANOKE, Virginia
CRD# 6178158
Peter F Dawyot
ROANOKE, Virginia
CRD# 2240124
Raymond Jay Irons
ROANOKE, Virginia
CRD# 1063996
Terence H Crowgey
ROANOKE, Virginia
CRD# 2248364
05
Office Locations
ROANOKE, Virginia
7 advisors
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Data sourced from SEC Form ADV filings. CATAWBA CAPITAL MANAGEMENT INC (CRD# 107133) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.