Unclaimed Profile

John Edward Gray

CATAWBA CAPITAL MANAGEMENT INC·ROANOKE, Virginia

Series 65Clean record20 years registeredCATAWBA CAPITAL MANAGEMENT INC

10 SOUTH JEFFERSON ST.,SUITE 1210, ROANOKE, VA 24011CRD# 5108976Firm CRD# 107133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Edward Gray · ROANOKE, VA

Registration

CRD #5108976 · CATAWBA CAPITAL MANAGEMENT INC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CATAWBA CAPITAL MANAGEMENT INC

CAPTRUST

May 2018 – Apr 2021

ROANOKE, VA

CATAWBA CAPITAL MANAGEMENT INC

Mar 2006 – Dec 2018

ROANOKE, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 28, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CATAWBA CAPITAL MANAGEMENT INC

CRD 107133 · SEC 801-41334

AUM

$1.1B

Regulatory assets under management

Employees

688 client accounts

Services offered by CATAWBA CAPITAL MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CATAWBA CAPITAL MANAGEMENT INC →

Introduction

Speak with John

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROANOKE?

Browse all registered financial advisors in ROANOKE, Virginia or claim this profile if it's yours.

Browse ROANOKE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Edward Gray offer?

John Edward Gray specializes in Investment Management, Wealth Management.

What are John Edward Gray's credentials?

John Edward Gray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Edward Gray located?

John Edward Gray is based in ROANOKE, Virginia, last registered with CATAWBA CAPITAL MANAGEMENT INC.

How does John Edward Gray charge for services?

John Edward Gray's firm is compensated through percentage of aum, other: a minimum annual fee of $4,000 is required per client.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CATAWBA CAPITAL MANAGEMENT INC?

CATAWBA CAPITAL MANAGEMENT INC has approximately 10 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →