Unclaimed Profile

David M Farnum

KETTERING FINANCIAL ADVISORY GROUP, LTD·ROANOKE, Virginia

Series 65Clean record19 years registeredKETTERING FINANCIAL ADVISORY GROUP, LTD

2121 ELECTRIC ROAD, ROANOKE, VA 24018CRD# 3183150Firm CRD# 118186

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David M Farnum · ROANOKE, VA

Registration

CRD #3183150 · KETTERING FINANCIAL ADVISORY GROUP, LTD · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KETTERING FINANCIAL ADVISORY GROUP, LTD

KETTERING FINANCIAL ADVISORY GROUP, LTD

Apr 2007 – Dec 2020

ROANOKE, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 13, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KETTERING FINANCIAL ADVISORY GROUP, LTD

CRD 118186 · SEC 801-67666

AUM

$52M

Regulatory assets under management

Employees

114 client accounts

Services offered by KETTERING FINANCIAL ADVISORY GROUP, LTD

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KETTERING FINANCIAL ADVISORY GROUP, LTD →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ROANOKE?

Browse all registered financial advisors in ROANOKE, Virginia or claim this profile if it's yours.

Browse ROANOKE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David M Farnum offer?

David M Farnum specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are David M Farnum's credentials?

David M Farnum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David M Farnum located?

David M Farnum is based in ROANOKE, Virginia, last registered with KETTERING FINANCIAL ADVISORY GROUP, LTD.

How does David M Farnum charge for services?

David M Farnum's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KETTERING FINANCIAL ADVISORY GROUP, LTD?

KETTERING FINANCIAL ADVISORY GROUP, LTD has approximately 51 employees and manages $52M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →