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Hubert Nelson Hoffman Iii

CATAWBA CAPITAL MANAGEMENT INC·ROANOKE, Virginia
Clean recordCATAWBA CAPITAL MANAGEMENT INC
10 SOUTH JEFFERSON ST.,SUITE 1210, ROANOKE, VA 24011CRD# 4646855Firm CRD# 107133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Hubert Nelson Hoffman Iii · ROANOKE, VA
Registration
CRD #4646855 · CATAWBA CAPITAL MANAGEMENT INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Hubert Nelson Hoffman Iii is a registered financial advisor based in ROANOKE, Virginia, affiliated with CATAWBA CAPITAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
CATAWBA CAPITAL MANAGEMENT INC
CATAWBA CAPITAL MANAGEMENT INC
AUM
$1.1B
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at CATAWBA CAPITAL MANAGEMENT INC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Other: A MINIMUM ANNUAL FEE OF $4,000 IS REQUIRED PER CLIENT.
Regulatory
SEC/IARD CRD# 4646855
Firm CRD# 107133
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Hubert Nelson Hoffman Iii offer?
Hubert Nelson Hoffman Iii specializes in Investment Management, Wealth Management. Contact their office in ROANOKE, Virginia for a consultation.
What are Hubert Nelson Hoffman Iii's credentials?
Hubert Nelson Hoffman Iii is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Hubert Nelson Hoffman Iii located?
Hubert Nelson Hoffman Iii is based in ROANOKE, Virginia, working with CATAWBA CAPITAL MANAGEMENT INC. Their office serves clients in the ROANOKE metropolitan area and surrounding communities.
How does Hubert Nelson Hoffman Iii charge for services?
Hubert Nelson Hoffman Iii's firm is compensated through percentage of aum, other: a minimum annual fee of $4,000 is required per client.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CATAWBA CAPITAL MANAGEMENT INC?
CATAWBA CAPITAL MANAGEMENT INC has approximately 10 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CATAWBA CAPITAL MANAGEMENT INC

John Edward Gray
ROANOKE, VA
Peter F Dawyot
ROANOKE, VA
Raymond Jay Irons
ROANOKE, VA
Terence H Crowgey
ROANOKE, VA
Michael John Perine
ROANOKE, VA
Malcolm William Cook
ROANOKE, VA

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Research
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