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Hubert Nelson Hoffman Iii

CATAWBA CAPITAL MANAGEMENT INC·ROANOKE, Virginia
Unclaimed Profile
10 SOUTH JEFFERSON ST.,SUITE 1210, ROANOKE, VA 24011CRD# 4646855Firm CRD# 107133
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About

Hubert Nelson Hoffman Iii is a registered financial advisor based in ROANOKE, Virginia, affiliated with CATAWBA CAPITAL MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
CATAWBA CAPITAL MANAGEMENT INC
CATAWBA CAPITAL MANAGEMENT INC
AUM
$1.1B
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at CATAWBA CAPITAL MANAGEMENT INC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Other: A MINIMUM ANNUAL FEE OF $4,000 IS REQUIRED PER CLIENT.
Regulatory
SEC/IARD CRD# 4646855
Firm CRD# 107133
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Hubert Nelson Hoffman Iii offer?
Hubert Nelson Hoffman Iii specializes in Investment Management, Wealth Management. Contact their office in ROANOKE, Virginia for a consultation.
What are Hubert Nelson Hoffman Iii's credentials?
Hubert Nelson Hoffman Iii is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Hubert Nelson Hoffman Iii located?
Hubert Nelson Hoffman Iii is based in ROANOKE, Virginia, working with CATAWBA CAPITAL MANAGEMENT INC. Their office serves clients in the ROANOKE metropolitan area and surrounding communities.
How does Hubert Nelson Hoffman Iii charge for services?
Hubert Nelson Hoffman Iii's firm is compensated through percentage of aum, other: a minimum annual fee of $4,000 is required per client.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CATAWBA CAPITAL MANAGEMENT INC?
CATAWBA CAPITAL MANAGEMENT INC has approximately 10 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Elizabeth N Harrison — HARRISON & COMPANY WEALTH MANAGEMENT, LLCBenjamin Joseph Peress — DIXON, HUBARD, FEINOUR & BROWN, INC.Mauree Lynette Barrett — DIXON, HUBARD, FEINOUR & BROWN, INC.Richard Stephen Laymon — BEACON WEALTH CONSULTANTS, INC.Bruce Hubbard Harrison — HARRISON & COMPANY WEALTH MANAGEMENT, LLC
Nearby cities in Virginia
RICHMOND (555)ARLINGTON (226)MCLEAN (211)CHARLOTTESVILLE (203)ALEXANDRIA (149)
City Guides
RICHMOND GuideARLINGTON GuideMCLEAN GuideCHARLOTTESVILLE GuideALEXANDRIA Guide
Research
Advisor Fees in VirginiaNational Fee Analysis
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