Unclaimed Profile

William Dale Jr Davis

THOMPSON DAVIS & CO., INC.·RICHMOND, Virginia

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 66, Series 99TOClean record24 years registeredTHOMPSON DAVIS & CO., INC.

9030 STONY POINT PKWY, STE 100, RICHMOND, VA 23235CRD# 2056775Firm CRD# 41353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Dale Jr Davis · RICHMOND, VA

Registration

CRD #2056775 · THOMPSON DAVIS & CO., INC. · 24 years registered

Brand Profile

Not yet started

Career History

THOMPSON DAVIS ASSET MANAGEMENT

Feb 2007 – present

RBC DAIN RAUSCHER INC.

Jun 2002 – Jul 2002

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · June 13, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THOMPSON DAVIS & CO., INC.

CRD 41353 · SEC 801-120472

AUM

$159M

Regulatory assets under management

Employees

289 client accounts

Services offered by THOMPSON DAVIS & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at THOMPSON DAVIS & CO., INC. →

Introduction

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Frequently Asked Questions

What services does William Dale Jr Davis offer?

William Dale Jr Davis specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are William Dale Jr Davis's credentials?

William Dale Jr Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Dale Jr Davis located?

William Dale Jr Davis is based in RICHMOND, Virginia, working with THOMPSON DAVIS & CO., INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does William Dale Jr Davis charge for services?

William Dale Jr Davis's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOMPSON DAVIS & CO., INC.?

THOMPSON DAVIS & CO., INC. has approximately 10 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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