Unclaimed Profile

Victor M Iii Dandridge

THOMPSON DAVIS & CO., INC.·RICHMOND, Virginia

SIE, Series 7, Series 6614 years registeredTHOMPSON DAVIS & CO., INC.

15 S. 5TH STREET, RICHMOND, VA 23219CRD# 5884409Firm CRD# 41353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Victor M Iii Dandridge · RICHMOND, VA

Registration

CRD #5884409 · THOMPSON DAVIS & CO., INC. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THOMPSON DAVIS & CO., INC.

THOMPSON DAVIS ASSET MANAGEMENT

Mar 2012 – Jul 2016

CHARLOTTESVILLE, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · March 5, 2012

Years registered · 14

Disclosure History

2018Regulatory·Final

2017Criminal·Final Disposition

2017Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THOMPSON DAVIS & CO., INC.

CRD 41353 · SEC 801-120472

AUM

$159M

Regulatory assets under management

Employees

289 client accounts

Services offered by THOMPSON DAVIS & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at THOMPSON DAVIS & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Victor M Iii Dandridge offer?

Victor M Iii Dandridge specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Victor M Iii Dandridge's credentials?

Victor M Iii Dandridge is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Victor M Iii Dandridge located?

Victor M Iii Dandridge is based in RICHMOND, Virginia, last registered with THOMPSON DAVIS & CO., INC..

How does Victor M Iii Dandridge charge for services?

Victor M Iii Dandridge's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOMPSON DAVIS & CO., INC.?

THOMPSON DAVIS & CO., INC. has approximately 10 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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