Unclaimed Profile

Pamela Jeanne Prescott

THOMPSON DAVIS & CO., INC.·RICHMOND, Virginia

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record14 years registeredTHOMPSON DAVIS & CO., INC.

15 S. 5TH STREET, RICHMOND, VA 23219CRD# 5277051Firm CRD# 41353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pamela Jeanne Prescott · RICHMOND, VA

Registration

CRD #5277051 · THOMPSON DAVIS & CO., INC. · 14 years registered

Brand Profile

Not yet started

Career History

RAYMOND JAMES & ASSOCIATES, INC.

Jan 2026 – present

WELLS FARGO ADVISORS

Aug 2015 – Jan 2026

GLEN ALLEN, VA

THOMPSON DAVIS ASSET MANAGEMENT

May 2012 – Aug 2015

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · May 22, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THOMPSON DAVIS & CO., INC.

CRD 41353 · SEC 801-120472

AUM

$159M

Regulatory assets under management

Employees

289 client accounts

Services offered by THOMPSON DAVIS & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at THOMPSON DAVIS & CO., INC. →

Introduction

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Frequently Asked Questions

What services does Pamela Jeanne Prescott offer?

Pamela Jeanne Prescott specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Pamela Jeanne Prescott's credentials?

Pamela Jeanne Prescott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Pamela Jeanne Prescott located?

Pamela Jeanne Prescott is based in RICHMOND, Virginia, working with THOMPSON DAVIS & CO., INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Pamela Jeanne Prescott charge for services?

Pamela Jeanne Prescott's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOMPSON DAVIS & CO., INC.?

THOMPSON DAVIS & CO., INC. has approximately 10 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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