Unclaimed Profile

Matthew Henry Daniel

THOMPSON DAVIS & CO., INC.·RICHMOND, Virginia

SIE, Series 7, Series 6624 years registeredTHOMPSON DAVIS & CO., INC.

9030 STONY POINT PKWY, STE 100, RICHMOND, VA 23235CRD# 4258203Firm CRD# 41353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Henry Daniel · RICHMOND, VA

Registration

CRD #4258203 · THOMPSON DAVIS & CO., INC. · 24 years registered

Brand Profile

Not yet started

Career History

THOMPSON DAVIS ASSET MANAGEMENT

Oct 2008 – present

THOMPSON DAVIS & CO., INC.

Aug 2008 – present

RBC DAIN RAUSCHER INC.

Apr 2002 – Jul 2002

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 24, 2002

Years registered · 24

Disclosure History

2009Regulatory·Final

2004Regulatory·Final

2000Criminal·Final Disposition

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THOMPSON DAVIS & CO., INC.

CRD 41353 · SEC 801-120472

AUM

$159M

Regulatory assets under management

Employees

289 client accounts

Services offered by THOMPSON DAVIS & CO., INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at THOMPSON DAVIS & CO., INC. →

Introduction

Speak with Matthew Henry

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Matthew Henry is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RICHMOND?

Browse all registered financial advisors in RICHMOND, Virginia or claim this profile if it's yours.

Browse RICHMOND Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Matthew Henry Daniel offer?

Matthew Henry Daniel specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in RICHMOND, Virginia for a consultation.

What are Matthew Henry Daniel's credentials?

Matthew Henry Daniel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Henry Daniel located?

Matthew Henry Daniel is based in RICHMOND, Virginia, working with THOMPSON DAVIS & CO., INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does Matthew Henry Daniel charge for services?

Matthew Henry Daniel's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THOMPSON DAVIS & CO., INC.?

THOMPSON DAVIS & CO., INC. has approximately 10 employees and manages $159M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →