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Austin Duff Basten

YORKTOWN MANAGEMENT AND RESEARCH CO INC·FOREST, Virginia
Clean recordYORKTOWN MANAGEMENT AND RESEARCH CO INC
106 ANNJO COURT, FOREST, VA 24551-2630CRD# 4220132Firm CRD# 105083

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Austin Duff Basten · FOREST, VA
Registration
CRD #4220132 · YORKTOWN MANAGEMENT AND RESEARCH CO INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Austin Duff Basten is a registered financial advisor based in FOREST, Virginia, affiliated with YORKTOWN MANAGEMENT AND RESEARCH CO INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
Introduction

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03

Firm Overview

Firm
YORKTOWN MANAGEMENT AND RESEARCH CO INC
YORKTOWN MANAGEMENT AND RESEARCH CO INC
AUM
$678M
Regulatory assets under management
Employees
12
Total firm employees
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4220132
Firm CRD# 105083
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Austin Duff Basten offer?
Austin Duff Basten specializes in Investment Management, Fee-Only Advisory. Contact their office in FOREST, Virginia for a consultation.
What are Austin Duff Basten's credentials?
Austin Duff Basten is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Austin Duff Basten located?
Austin Duff Basten is based in FOREST, Virginia, working with YORKTOWN MANAGEMENT AND RESEARCH CO INC. Their office serves clients in the FOREST metropolitan area and surrounding communities.
How does Austin Duff Basten charge for services?
Austin Duff Basten's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is YORKTOWN MANAGEMENT AND RESEARCH CO INC?
YORKTOWN MANAGEMENT AND RESEARCH CO INC has approximately 12 employees and manages $678M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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