Unclaimed Profile

Adam S Plotkin

CAPRIN ASSET MANAGEMENT LLC·HENRICO, Virginia

Series 7, Series 66Clean record25 years registeredCAPRIN ASSET MANAGEMENT LLC

1802 BAYBERRY COURT, HENRICO, VA 23226CRD# 4194028Firm CRD# 106657

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam S Plotkin · HENRICO, VA

Registration

CRD #4194028 · CAPRIN ASSET MANAGEMENT LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPRIN ASSET MANAGEMENT LLC

DAVIDSON INVESTMENT ADVISORS, INC.

Mar 2023 – Nov 2024

Richmond, VA

CAPRIN ASSET MANAGEMENT, LLC

Nov 2003 – Mar 2023

RICHMOND, VA

UBS PAINEWEBBER INC.

Oct 2000 – Dec 2002

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · October 2, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPRIN ASSET MANAGEMENT LLC

CRD 106657 · SEC 801-53959

AUM

$1.4B

Regulatory assets under management

Employees

1,067 client accounts

Services offered by CAPRIN ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at CAPRIN ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Adam S Plotkin offer?

Adam S Plotkin specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Adam S Plotkin's credentials?

Adam S Plotkin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam S Plotkin located?

Adam S Plotkin is based in HENRICO, Virginia, last registered with CAPRIN ASSET MANAGEMENT LLC.

How does Adam S Plotkin charge for services?

Adam S Plotkin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPRIN ASSET MANAGEMENT LLC?

CAPRIN ASSET MANAGEMENT LLC has approximately 10 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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