Unclaimed Profile

James Thomas Alexander

REDMOND ASSET MANAGEMENT, LLC·HENRICO, Virginia

Series 65Clean record15 years registeredREDMOND ASSET MANAGEMENT, LLC

8001 FRANKLIN FARMS DRIVE, HENRICO, VA 23229CRD# 5912838Firm CRD# 138706

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Thomas Alexander · HENRICO, VA

Registration

CRD #5912838 · REDMOND ASSET MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: REDMOND ASSET MANAGEMENT, LLC

REDMOND ASSET MANAGEMENT, LLC

Apr 2011 – Jun 2022

HENRICO, VA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 25, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REDMOND ASSET MANAGEMENT, LLC

CRD 138706 · SEC 801-65154

AUM

$378M

Regulatory assets under management

Employees

390 client accounts

Services offered by REDMOND ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REDMOND ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Thomas Alexander offer?

James Thomas Alexander specializes in Financial Planning, Investment Management, Wealth Management.

What are James Thomas Alexander's credentials?

James Thomas Alexander is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Thomas Alexander located?

James Thomas Alexander is based in HENRICO, Virginia, last registered with REDMOND ASSET MANAGEMENT, LLC.

How does James Thomas Alexander charge for services?

James Thomas Alexander's firm is compensated through percentage of aum, other: subscription fee for model portfolio. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REDMOND ASSET MANAGEMENT, LLC?

REDMOND ASSET MANAGEMENT, LLC has approximately 4 employees and manages $378M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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