Unclaimed Profile

John Michael Flowers

CAPRIN ASSET MANAGEMENT LLC·RICHMOND, Virginia

SIE, Series 6, Series 7, Series 7TO, Series 63, Series 66Clean record22 years registeredCAPRIN ASSET MANAGEMENT LLC

1802 BAYBERRY COURT, RICHMOND, VA 23226CRD# 3034672Firm CRD# 106657

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Michael Flowers · RICHMOND, VA

Registration

CRD #3034672 · CAPRIN ASSET MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

STERLING CAPITAL MANAGEMENT LLC

Aug 2014 – present

STERLING CAPITAL DISTRIBUTORS, LLC

Jul 2014 – present

CAPRIN ASSET MANAGEMENT, LLC

Jul 2009 – Jul 2014

RICHMOND, VA

SOVEREIGN ADVISERS

Jan 2007 – Jul 2009

CHARLOTTE, NC

COLUMBIA MANAGEMENT ADVISORS, LLC

Apr 2005 – Nov 2006

CHARLOTTE, NC

COLUMBIA MANAGEMENT ADVISORS, INC.

Jul 2004 – Apr 2005

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 7TO

Series 63

Series 66

Registration record

First registered · July 21, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPRIN ASSET MANAGEMENT LLC

CRD 106657 · SEC 801-53959

AUM

$1.4B

Regulatory assets under management

Employees

1,067 client accounts

Services offered by CAPRIN ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at CAPRIN ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does John Michael Flowers offer?

John Michael Flowers specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in RICHMOND, Virginia for a consultation.

What are John Michael Flowers's credentials?

John Michael Flowers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Michael Flowers located?

John Michael Flowers is based in RICHMOND, Virginia, working with CAPRIN ASSET MANAGEMENT LLC. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.

How does John Michael Flowers charge for services?

John Michael Flowers's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPRIN ASSET MANAGEMENT LLC?

CAPRIN ASSET MANAGEMENT LLC has approximately 10 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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