Unclaimed Profile

Jonathan Russell Baum

TOWNSQUARE CAPITAL, LLC·PROVO, Utah

SIE, Series 6, Series 7, Series 8, Series 24, Series 63, Series 65Clean record24 years registeredTOWNSQUARE CAPITAL, LLC

5314 RIVER RUN DRIVE, PROVO, UT 84604CRD# 1155906Firm CRD# 288576

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jonathan Russell Baum · PROVO, UT

Registration

CRD #1155906 · TOWNSQUARE CAPITAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TOWNSQUARE CAPITAL, LLC

RIDGEWORTH CAPITAL MANAGEMENT LLC

Feb 2015 – Jun 2017

STUART, FL

MBSC SECURITIES CORPORATION

Mar 2006 – Jan 2013

NEW YORK, NY

DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.

Nov 2002 – Jan 2005

NEW YORK, NY

UBS PAINEWEBBER INC.

May 2002 – Aug 2002

WEEHAWKEN, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 8

Series 24

Series 63

Series 65

Registration record

First registered · May 23, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOWNSQUARE CAPITAL, LLC

CRD 288576 · SEC 801-110591

AUM

$8.8B

Regulatory assets under management

Employees

33,539 client accounts

Services offered by TOWNSQUARE CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at TOWNSQUARE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Jonathan Russell Baum offer?

Jonathan Russell Baum specializes in Investment Management, Retirement Planning, Wealth Management.

What are Jonathan Russell Baum's credentials?

Jonathan Russell Baum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jonathan Russell Baum located?

Jonathan Russell Baum is based in PROVO, Utah, last registered with TOWNSQUARE CAPITAL, LLC.

How does Jonathan Russell Baum charge for services?

Jonathan Russell Baum's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOWNSQUARE CAPITAL, LLC?

TOWNSQUARE CAPITAL, LLC has approximately 17 employees and manages $8.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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