Unclaimed Profile

Lori Tope Hardwick

TOWNSQUARE CAPITAL, LLC·PROVO, Utah

SIE, Series 7, Series 11, Series 24, Series 63, Series 65Clean record19 years registeredTOWNSQUARE CAPITAL, LLC

5314 RIVER RUN DRIVE, PROVO, UT 84604CRD# 2277886Firm CRD# 288576

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lori Tope Hardwick · PROVO, UT

Registration

CRD #2277886 · TOWNSQUARE CAPITAL, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TOWNSQUARE CAPITAL, LLC

LOCKWOOD ADVISORS INC

Mar 2016 – Mar 2017

Jersey City, NJ

ENVESTNET | PMC

Aug 2007 – Feb 2016

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 11

Series 24

Series 63

Series 65

Registration record

First registered · August 13, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TOWNSQUARE CAPITAL, LLC

CRD 288576 · SEC 801-110591

AUM

$8.8B

Regulatory assets under management

Employees

33,539 client accounts

Services offered by TOWNSQUARE CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at TOWNSQUARE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Lori Tope Hardwick offer?

Lori Tope Hardwick specializes in Investment Management, Retirement Planning, Wealth Management.

What are Lori Tope Hardwick's credentials?

Lori Tope Hardwick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lori Tope Hardwick located?

Lori Tope Hardwick is based in PROVO, Utah, last registered with TOWNSQUARE CAPITAL, LLC.

How does Lori Tope Hardwick charge for services?

Lori Tope Hardwick's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TOWNSQUARE CAPITAL, LLC?

TOWNSQUARE CAPITAL, LLC has approximately 17 employees and manages $8.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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