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Joseph Wayne Riggs

RIGGS CAPITAL MANAGEMENT, LLC·AMERICAN FORK, Utah
Clean recordRIGGS CAPITAL MANAGEMENT, LLC
1134 EAST 300 NORTH, AMERICAN FORK, UT 84003CRD# 2491535Firm CRD# 120253

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Wayne Riggs · AMERICAN FORK, UT
Registration
CRD #2491535 · RIGGS CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Joseph Wayne Riggs is a registered financial advisor based in AMERICAN FORK, Utah, affiliated with RIGGS CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
RIGGS CAPITAL MANAGEMENT, LLC
RIGGS CAPITAL MANAGEMENT, LLC
AUM
$275M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at RIGGS CAPITAL MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 2491535
Firm CRD# 120253
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joseph Wayne Riggs offer?
Joseph Wayne Riggs specializes in Financial Planning, Investment Management. Contact their office in AMERICAN FORK, Utah for a consultation.
What are Joseph Wayne Riggs's credentials?
Joseph Wayne Riggs is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Wayne Riggs located?
Joseph Wayne Riggs is based in AMERICAN FORK, Utah, working with RIGGS CAPITAL MANAGEMENT, LLC. Their office serves clients in the AMERICAN FORK metropolitan area and surrounding communities.
How does Joseph Wayne Riggs charge for services?
Joseph Wayne Riggs's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIGGS CAPITAL MANAGEMENT, LLC?
RIGGS CAPITAL MANAGEMENT, LLC has approximately 9 employees and manages $275M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RIGGS CAPITAL MANAGEMENT, LLC

Jay Anthony Riggs
AMERICAN FORK, UT
Craig Lewis Riggs
AMERICAN FORK, UT
Cameron Wesley Foster
AMERICAN FORK, UT
Krey Ronald Thompson
AMERICAN FORK, UT
Alma Edwards Faerber
PROVO, UT

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Utah
SALT LAKE CITY (358)LEHI (82)PARK CITY (60)DRAPER (54)PROVO (47)SANDY (44)OREM (38)HOLLADAY (28)BOUNTIFUL (26)SOUTH JORDAN (25)
City Guides
SALT LAKE CITY GuideLEHI GuidePARK CITY GuideDRAPER GuidePROVO Guide
Research
Advisor Fees in UtahNational Fee Analysis
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