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Kristi J Heffron

CAIN, WATTERS & ASSOCIATES, LLC·PLANO, Texas
Unclaimed Profile
6900 DALLAS PARKWAY, STE 500, PLANO, TX 75024CRD# 4702556Firm CRD# 111521
01

About

Kristi J Heffron is a registered financial advisor based in PLANO, Texas, affiliated with CAIN, WATTERS & ASSOCIATES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
CAIN, WATTERS & ASSOCIATES, LLC
CAIN, WATTERS & ASSOCIATES, LLC
AUM
$3.5B
Regulatory assets under management
Employees
283
Total firm employees
View all advisors at CAIN, WATTERS & ASSOCIATES, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4702556
Firm CRD# 111521
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kristi J Heffron offer?
Kristi J Heffron specializes in Financial Planning, Investment Management. Contact their office in PLANO, Texas for a consultation.
What are Kristi J Heffron's credentials?
Kristi J Heffron is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kristi J Heffron located?
Kristi J Heffron is based in PLANO, Texas, working with CAIN, WATTERS & ASSOCIATES, LLC. Their office serves clients in the PLANO metropolitan area and surrounding communities.
How does Kristi J Heffron charge for services?
Kristi J Heffron's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAIN, WATTERS & ASSOCIATES, LLC?
CAIN, WATTERS & ASSOCIATES, LLC has approximately 283 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)
City Guides
DALLAS GuideHOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH Guide
Research
Advisor Fees in TexasNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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