Unclaimed Profile

Steven Lawrence Cain

CAIN, WATTERS & ASSOCIATES, LLC·FRISCO, Texas

CAIN, WATTERS & ASSOCIATES, LLC

17 COWBOYS WAY, SUITE 300, FRISCO, TX 75034CRD# 4538520Firm CRD# 111521

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Lawrence Cain · FRISCO, TX

Registration

CRD #4538520 · CAIN, WATTERS & ASSOCIATES, LLC

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Steven Lawrence Cain is a registered financial advisor based in FRISCO, Texas, affiliated with CAIN, WATTERS & ASSOCIATES, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

CAIN, WATTERS & ASSOCIATES, LLC

AUM

$3.5B

Regulatory assets under management

Employees

283

Total firm employees

View all advisors at CAIN, WATTERS & ASSOCIATES, LLC →

Services

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4538520

Firm CRD# 111521

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steven Lawrence Cain offer?

Steven Lawrence Cain specializes in Financial Planning, Investment Management. Contact their office in FRISCO, Texas for a consultation.

What are Steven Lawrence Cain's credentials?

Steven Lawrence Cain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Lawrence Cain located?

Steven Lawrence Cain is based in FRISCO, Texas, working with CAIN, WATTERS & ASSOCIATES, LLC. Their office serves clients in the FRISCO metropolitan area and surrounding communities.

How does Steven Lawrence Cain charge for services?

Steven Lawrence Cain's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAIN, WATTERS & ASSOCIATES, LLC?

CAIN, WATTERS & ASSOCIATES, LLC has approximately 283 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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