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Thomas Robert Sanders

CAIN, WATTERS & ASSOCIATES, LLC·FRISCO, Texas
Unclaimed Profile
17 COWBOYS WAY, SUITE 300, FRISCO, TX 75034CRD# 4601540Firm CRD# 111521
01

About

Thomas Robert Sanders is a registered financial advisor based in FRISCO, Texas, affiliated with CAIN, WATTERS & ASSOCIATES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
CAIN, WATTERS & ASSOCIATES, LLC
CAIN, WATTERS & ASSOCIATES, LLC
AUM
$3.5B
Regulatory assets under management
Employees
283
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4601540
Firm CRD# 111521
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Robert Sanders offer?
Thomas Robert Sanders specializes in Financial Planning, Investment Management. Contact their office in FRISCO, Texas for a consultation.
What are Thomas Robert Sanders's credentials?
Thomas Robert Sanders is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Robert Sanders located?
Thomas Robert Sanders is based in FRISCO, Texas, working with CAIN, WATTERS & ASSOCIATES, LLC. Their office serves clients in the FRISCO metropolitan area and surrounding communities.
How does Thomas Robert Sanders charge for services?
Thomas Robert Sanders's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAIN, WATTERS & ASSOCIATES, LLC?
CAIN, WATTERS & ASSOCIATES, LLC has approximately 283 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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