Unclaimed Profile

Mark Evan Mitchell

CAPROCK CAPITAL, LLC·PLANO, Texas

Series 7, Series 63, Series 65Clean record19 years registeredCAPROCK CAPITAL, LLC

7800 N. DALLAS PARKWAY, PLANO, TX 75024CRD# 2485503Firm CRD# 142433

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Evan Mitchell · PLANO, TX

Registration

CRD #2485503 · CAPROCK CAPITAL, LLC · 19 years registered

Brand Profile

Not yet started

Career History

CAPROCK CAPITAL ADVISORS INC.

Jan 2022 – present

CAPROCK CAPITAL ADVISORS INC.

Apr 2014 – Dec 2021

PLANO, TX

CAPROCK CAPITAL, LLC

Dec 2006 – Dec 2015

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · December 1, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAPROCK CAPITAL, LLC

CRD 142433 · SEC 801-71297

AUM

$1M

Regulatory assets under management

Employees

1 client accounts

Services offered by CAPROCK CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CAPROCK CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Evan Mitchell offer?

Mark Evan Mitchell specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in PLANO, Texas for a consultation.

What are Mark Evan Mitchell's credentials?

Mark Evan Mitchell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Evan Mitchell located?

Mark Evan Mitchell is based in PLANO, Texas, working with CAPROCK CAPITAL, LLC. Their office serves clients in the PLANO metropolitan area and surrounding communities.

How does Mark Evan Mitchell charge for services?

Mark Evan Mitchell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPROCK CAPITAL, LLC?

CAPROCK CAPITAL, LLC has approximately 3 employees and manages $1M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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