Unclaimed Profile

Gary Vern Moore

CAIN, WATTERS & ASSOCIATES, LLC·PLANO, Texas

Series 65Clean record24 years registeredCAIN, WATTERS & ASSOCIATES, LLC

6900 NORTH DALLAS PARKWAY, STE 500, PLANO, TX 75024CRD# 4538570Firm CRD# 111521

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Vern Moore · PLANO, TX

Registration

CRD #4538570 · CAIN, WATTERS & ASSOCIATES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAIN, WATTERS & ASSOCIATES, LLC

CAIN, WATTERS & ASSOCIATES, LLC

May 2002 – Mar 2018

PLANO, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 16, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CAIN, WATTERS & ASSOCIATES, LLC

CRD 111521 · SEC 801-39899

AUM

$3.5B

Regulatory assets under management

Employees

283

9,075 client accounts

Services offered by CAIN, WATTERS & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CAIN, WATTERS & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Vern Moore offer?

Gary Vern Moore specializes in Financial Planning, Investment Management.

What are Gary Vern Moore's credentials?

Gary Vern Moore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Vern Moore located?

Gary Vern Moore is based in PLANO, Texas, last registered with CAIN, WATTERS & ASSOCIATES, LLC.

How does Gary Vern Moore charge for services?

Gary Vern Moore's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAIN, WATTERS & ASSOCIATES, LLC?

CAIN, WATTERS & ASSOCIATES, LLC has approximately 283 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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