Unclaimed Profile

Paul Douglas Lyons

SANDERS MORRIS, LLC·HOUSTON, Texas

SIE, Series 27, Series 65, Series 99TOCFPClean record21 years registeredSANDERS MORRIS, LLC

600 TRAVIS, HOUSTON, TX 77002-3003CRD# 4900585Firm CRD# 20580

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Douglas Lyons · HOUSTON, TX

Registration

CRD #4900585 · SANDERS MORRIS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

TECTONIC ADVISORS LLC

Apr 2006 – present

CAIN, WATTERS & ASSOCIATES, LLC

Feb 2006 – present

KPMG INVESTMENT ADVISORS

Jan 2005 – Nov 2005

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 27

Series 65

Series 99TO

Registration record

First registered · January 5, 2005

Years registered · 21

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SANDERS MORRIS LLC

CRD 20580 · SEC 801-66300

AUM

$820M

Regulatory assets under management

Employees

729 client accounts

Services offered by SANDERS MORRIS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SANDERS MORRIS LLC →

Introduction

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Frequently Asked Questions

What services does Paul Douglas Lyons offer?

Paul Douglas Lyons specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Paul Douglas Lyons's credentials?

Paul Douglas Lyons holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Paul Douglas Lyons located?

Paul Douglas Lyons is based in HOUSTON, Texas, working with SANDERS MORRIS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Paul Douglas Lyons charge for services?

Paul Douglas Lyons's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANDERS MORRIS, LLC?

SANDERS MORRIS, LLC has approximately 28 employees and manages $820M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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