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SANDERS MORRIS LLC
SANDERS MORRIS LLC
HOUSTON, Texas
·
15 registered advisors
·
CRD# 20580
SEC# 801-66300
1
713-224-3100
01
Firm Overview
AUM
$820M
Regulatory assets under management
Employees
28
Total firm employees
Advisors
15
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
04
Advisors at SANDERS MORRIS LLC
15 registered advisors
Aaron Ray Rowe
HOUSTON, Texas
CRD# 4054936
Arthur Haag Sherman
HOUSTON, Texas
CRD# 2813406
David William Block
HOUSTON, Texas
CRD# 2327799
Erick George Revelle Kuebler
HOUSTON, Texas
CRD# 2319437
George Lester Ball
HOUSTON, Texas
CRD# 11332
Michael Robert Schaps
HOUSTON, Texas
CRD# 1892138
Paul Douglas Lyons
HOUSTON, Texas
CRD# 4900585
Ricky Lane Berry
HOUSTON, Texas
CRD# 4503330
Russell Jan Lessard
HOUSTON, Texas
CRD# 2411337
Samuel Ii Guardiola
HOUSTON, Texas
CRD# 2337264
Sheila Holmes Bellow
HOUSTON, Texas
CRD# 2783394
Stephen Michael Mangold
HOUSTON, Texas
CRD# 2359974
Susan Eva Bailey
HOUSTON, Texas
CRD# 2977205
Thomas John Jr Lykos
HOUSTON, Texas
CRD# 2017220
Thomas Nathan Jencks
HOUSTON, Texas
CRD# 4927046
05
Office Locations
HOUSTON, Texas
15 advisors
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Data sourced from SEC Form ADV filings. SANDERS MORRIS LLC (CRD# 20580) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.