Unclaimed Profile

George Lester Ball

SANDERS MORRIS, LLC·HOUSTON, Texas

SANDERS MORRIS, LLC

600 TRAVIS, HOUSTON, TX 77002-3003CRD# 11332Firm CRD# 20580

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Lester Ball · HOUSTON, TX

Registration

CRD #11332 · SANDERS MORRIS, LLC

Brand Profile

Not yet started

Disclosure history

7 disclosures on file · See FINRA BrokerCheck for full record

About

George Lester Ball is a registered financial advisor based in HOUSTON, Texas, affiliated with SANDERS MORRIS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SANDERS MORRIS LLC

AUM

$820M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SANDERS MORRIS LLC →

Services

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 11332

Firm CRD# 20580

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does George Lester Ball offer?

George Lester Ball specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are George Lester Ball's credentials?

George Lester Ball is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Lester Ball located?

George Lester Ball is based in HOUSTON, Texas, working with SANDERS MORRIS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does George Lester Ball charge for services?

George Lester Ball's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANDERS MORRIS, LLC?

SANDERS MORRIS, LLC has approximately 28 employees and manages $820M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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