Unclaimed Profile

George Lester Ball

SANDERS MORRIS, LLC·HOUSTON, Texas

SIE, Series 1, Series 4, Series 7TO, Series 24, Series 40, Series 52TO, Series 53, Series 66, Series 79TO, Series 99TO14 years registeredSANDERS MORRIS, LLC

600 TRAVIS, HOUSTON, TX 77002-3003CRD# 11332Firm CRD# 20580

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Lester Ball · HOUSTON, TX

Registration

CRD #11332 · SANDERS MORRIS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

SANDERS MORRIS LLC

Aug 2011 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 4

Series 7TO

Series 24

Series 40

Series 52TO

Series 53

Series 66

Series 79TO

Series 99TO

Registration record

First registered · August 30, 2011

Years registered · 14

Disclosure History

1994Customer Dispute·Settled

1993Customer Dispute·Settled

1992Customer Dispute·Settled

1988Regulatory·Final

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SANDERS MORRIS LLC

CRD 20580 · SEC 801-66300

AUM

$820M

Regulatory assets under management

Employees

729 client accounts

Services offered by SANDERS MORRIS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SANDERS MORRIS LLC →

Introduction

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Frequently Asked Questions

What services does George Lester Ball offer?

George Lester Ball specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are George Lester Ball's credentials?

George Lester Ball is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Lester Ball located?

George Lester Ball is based in HOUSTON, Texas, working with SANDERS MORRIS, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does George Lester Ball charge for services?

George Lester Ball's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANDERS MORRIS, LLC?

SANDERS MORRIS, LLC has approximately 28 employees and manages $820M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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