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Thomas John Jr Lykos

SANDERS MORRIS HARRIS LLC·HOUSTON, Texas
Unclaimed Profile
600 TRAVIS, HOUSTON, TX 77002-3003CRD# 2017220Firm CRD# 20580
01

About

Thomas John Jr Lykos is a registered financial advisor based in HOUSTON, Texas, affiliated with SANDERS MORRIS HARRIS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
SANDERS MORRIS LLC
SANDERS MORRIS LLC
AUM
$820M
Regulatory assets under management
Employees
28
Total firm employees
View all advisors at SANDERS MORRIS LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 2017220
Firm CRD# 20580
7 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas John Jr Lykos offer?
Thomas John Jr Lykos specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Thomas John Jr Lykos's credentials?
Thomas John Jr Lykos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas John Jr Lykos located?
Thomas John Jr Lykos is based in HOUSTON, Texas, working with SANDERS MORRIS HARRIS LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Thomas John Jr Lykos charge for services?
Thomas John Jr Lykos's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SANDERS MORRIS HARRIS LLC?
SANDERS MORRIS HARRIS LLC has approximately 28 employees and manages $820M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Texas
DALLAS (2230)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)PLANO (172)
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Research
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