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Aaron Ray Rowe

SANDERS MORRIS HARRIS LLC·HOUSTON, Texas
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600 TRAVIS, HOUSTON, TX 77002-3003CRD# 4054936Firm CRD# 20580
01

About

Aaron Ray Rowe is a registered financial advisor based in HOUSTON, Texas, affiliated with SANDERS MORRIS HARRIS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
SANDERS MORRIS LLC
SANDERS MORRIS LLC
AUM
$820M
Regulatory assets under management
Employees
28
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 4054936
Firm CRD# 20580
7 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Aaron Ray Rowe offer?
Aaron Ray Rowe specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Aaron Ray Rowe's credentials?
Aaron Ray Rowe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Aaron Ray Rowe located?
Aaron Ray Rowe is based in HOUSTON, Texas, working with SANDERS MORRIS HARRIS LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Aaron Ray Rowe charge for services?
Aaron Ray Rowe's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SANDERS MORRIS HARRIS LLC?
SANDERS MORRIS HARRIS LLC has approximately 28 employees and manages $820M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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