Unclaimed Profile

Cortnie Lomas Rodriguez

QUADCAP WEALTH MANAGEMENT, LLC·FRISCO, Texas

Series 7, Series 66Clean record13 years registeredQUADCAP WEALTH MANAGEMENT, LLC

7790 MAIN STREET, FRISCO, TX 75033-4562CRD# 6070125Firm CRD# 151490

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cortnie Lomas Rodriguez · FRISCO, TX

Registration

CRD #6070125 · QUADCAP WEALTH MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

QUADCAP WEALTH MANAGEMENT, LLC

Feb 2014 – present

FIRST FINANCIAL EQUITY CORPORATION

Jan 2013 – Jan 2014

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 17, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUADCAP WEALTH MANAGEMENT, LLC

CRD 151490 · SEC 801-79483

AUM

$770M

Regulatory assets under management

Employees

1,485 client accounts

Services offered by QUADCAP WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUADCAP WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Cortnie Lomas Rodriguez offer?

Cortnie Lomas Rodriguez specializes in Financial Planning, Investment Management. Contact their office in FRISCO, Texas for a consultation.

What are Cortnie Lomas Rodriguez's credentials?

Cortnie Lomas Rodriguez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cortnie Lomas Rodriguez located?

Cortnie Lomas Rodriguez is based in FRISCO, Texas, working with QUADCAP WEALTH MANAGEMENT, LLC. Their office serves clients in the FRISCO metropolitan area and surrounding communities.

How does Cortnie Lomas Rodriguez charge for services?

Cortnie Lomas Rodriguez's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUADCAP WEALTH MANAGEMENT, LLC?

QUADCAP WEALTH MANAGEMENT, LLC has approximately 16 employees and manages $770M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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