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Darrell Ward Cain

CAIN, WATTERS & ASSOCIATES, LLC·FRISCO, Texas
Unclaimed Profile
17 COWBOYS WAY, SUITE 300, FRISCO, TX 75034CRD# 1256055Firm CRD# 111521
01

About

Darrell Ward Cain is a registered financial advisor based in FRISCO, Texas, affiliated with CAIN, WATTERS & ASSOCIATES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
CAIN, WATTERS & ASSOCIATES, LLC
CAIN, WATTERS & ASSOCIATES, LLC
AUM
$3.5B
Regulatory assets under management
Employees
283
Total firm employees
View all advisors at CAIN, WATTERS & ASSOCIATES, LLC →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1256055
Firm CRD# 111521
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Darrell Ward Cain offer?
Darrell Ward Cain specializes in Financial Planning, Investment Management. Contact their office in FRISCO, Texas for a consultation.
What are Darrell Ward Cain's credentials?
Darrell Ward Cain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Darrell Ward Cain located?
Darrell Ward Cain is based in FRISCO, Texas, working with CAIN, WATTERS & ASSOCIATES, LLC. Their office serves clients in the FRISCO metropolitan area and surrounding communities.
How does Darrell Ward Cain charge for services?
Darrell Ward Cain's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAIN, WATTERS & ASSOCIATES, LLC?
CAIN, WATTERS & ASSOCIATES, LLC has approximately 283 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in FRISCO
Timothy Basil Greaves — CAIN, WATTERS & ASSOCIATES, LLCToni Hatcher Lee — CAIN, WATTERS & ASSOCIATES, LLCThomas Robert Sanders — CAIN, WATTERS & ASSOCIATES, LLCSteven Bradley Clapp — CAIN, WATTERS & ASSOCIATES, LLCDan Charles Wicker — CAIN, WATTERS & ASSOCIATES, LLC
Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)
City Guides
DALLAS GuideHOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH Guide
Research
Advisor Fees in TexasNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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