Unclaimed Profile

Lisa Celeste Haley

SMH CAPITAL ADVISORS LLC·FORT WORTH, Texas

SIE, Series 7, Series 66Clean record21 years registeredSMH CAPITAL ADVISORS LLC

4200 S. HULEN ST., FORT WORTH, TX 76109CRD# 4579362Firm CRD# 108344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Celeste Haley · FORT WORTH, TX

Registration

CRD #4579362 · SMH CAPITAL ADVISORS LLC · 21 years registered

Brand Profile

Not yet started

Career History

SMH CAPITAL ADVISORS LLC

Sep 2007 – present

LINSCO/PRIVATE LEDGER CORP.

Feb 2006 – Sep 2007

GRANBURY, TX

RAYMOND JAMES FINANCIAL SERVICES

Jul 2005 – Jan 2006

GRANBURY, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · July 28, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMH CAPITAL ADVISORS LLC

CRD 108344 · SEC 801-54089

AUM

$395M

Regulatory assets under management

Employees

420 client accounts

Services offered by SMH CAPITAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at SMH CAPITAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Lisa Celeste Haley offer?

Lisa Celeste Haley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WORTH, Texas for a consultation.

What are Lisa Celeste Haley's credentials?

Lisa Celeste Haley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lisa Celeste Haley located?

Lisa Celeste Haley is based in FORT WORTH, Texas, working with SMH CAPITAL ADVISORS LLC. Their office serves clients in the FORT WORTH metropolitan area and surrounding communities.

How does Lisa Celeste Haley charge for services?

Lisa Celeste Haley's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMH CAPITAL ADVISORS LLC?

SMH CAPITAL ADVISORS LLC has approximately 4 employees and manages $395M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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