Unclaimed Profile

Dwayne Alan Moyers

SMH CAPITAL ADVISORS LLC·FORT WORTH, Texas

SIE, Series 4, Series 6, Series 6TO, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 99TO29 years registeredSMH CAPITAL ADVISORS LLC

4200 S. HULEN ST., FORT WORTH, TX 76109CRD# 1850654Firm CRD# 108344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dwayne Alan Moyers · FORT WORTH, TX

Registration

CRD #1850654 · SMH CAPITAL ADVISORS LLC · 29 years registered

Brand Profile

Not yet started

Career History

SMH CAPITAL ADVISORS LLC

Jun 1997 – present

SANDERS MORRIS HARRIS LLC

Nov 2009 – Jan 2019

FORT WORTH, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 6TO

Series 7

Series 8

Series 9

Series 10

Series 14

Series 24

Series 27

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 99TO

Registration record

First registered · June 9, 1997

Years registered · 29

Disclosure History

2010Customer Dispute·Denied

2007Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SMH CAPITAL ADVISORS LLC

CRD 108344 · SEC 801-54089

AUM

$395M

Regulatory assets under management

Employees

420 client accounts

Services offered by SMH CAPITAL ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at SMH CAPITAL ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Dwayne Alan Moyers offer?

Dwayne Alan Moyers specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WORTH, Texas for a consultation.

What are Dwayne Alan Moyers's credentials?

Dwayne Alan Moyers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dwayne Alan Moyers located?

Dwayne Alan Moyers is based in FORT WORTH, Texas, working with SMH CAPITAL ADVISORS LLC. Their office serves clients in the FORT WORTH metropolitan area and surrounding communities.

How does Dwayne Alan Moyers charge for services?

Dwayne Alan Moyers's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMH CAPITAL ADVISORS LLC?

SMH CAPITAL ADVISORS LLC has approximately 4 employees and manages $395M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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